Saturday, December 23, 2023

How Does Speciation Happen?

Niles Eldredge and the theory of punctuated equilibrium in evolution.

I have been enjoying "Eternal Ephemera", which is an end-of-career memoir/intellectual history from a leading theorist in paleontology and evolution, Niles Eldredge. In this genre, often of epic proportions and scope, the author takes stock of the historical setting of his or her work and tries to put it into the larger context of general intellectual progress, (yes, as pontifically as possible!), with maybe some gestures towards future developments. I wish more researchers would write such personal and deeply researched accounts, of which this one is a classic. It is a book that deserves to be in print and more widely read.

Eldredge's claim to fame is punctuated equilibrium, the theory (or, perhaps better, observation) that evolution occurs much more haltingly than in the majestic gradual progression that Darwin presented in "Origin of Species". This is an observation that comes straight out of the fossil record. And perhaps the major point of the book is that the earliest biologists, even before Darwin, but also including Darwin, knew about this aspect of the fossil record, and were thus led to concepts like catastrophism and "etagen". Only Lamarck had a steadfastly gradualist view of biological change, which Darwin eventually took up, while replacing Lamarck's mechanism of intentional/habitual change with that of natural selection. Eldridge unearths tantalizing and, to him, supremely frustrating, evidence that Darwin was fully aware of the static nature of most fossil series, and even recognized the probable mechanism behind it (speciation in remote, peripheral areas), only to discard it for what must have seemed a clearer, more sweeping theory. But along the way, the actual mechanism of speciation got somewhat lost on the shuffle.

Punctuated equilibrium observes that most species recognized in the fossil record do not gradually turn into their descendents, but are replaced by them. Eldredge's subject of choice is trilobites, which have a long and storied record for almost 300 million years, featuring replacement after replacement, with species averaging a few million years duration each. It is a simple fact, but one that is a bit hard to square with the traditional / Darwinian and even molecular account of evolution. DNA is supposed to act like a "clock", with constant mutational change through time. And natural selection likewise acts everywhere and always... so why the stasis exhibited by species, and why the apparently rapid evolution in between replacements? That is the conundrum of punctuated equilibrium.

There have been lot of trilobites. This comes from a paper about their origin during the Cambrian explosion, arguing that only about 20 million years was enough for their initial speciation (bottom of image).

The equilibrium part, also termed stasis, is seen in the current / recent world as well as in the fossil record. We see species such as horses, bison, and lions that are identical to those drawn in cave paintings. We see fossils of animals like wildebeest that are identical to those living, going back millions of years. And we see unusual species in recent fossils, like saber-toothed cats, that have gone extinct. We do not typically see animals that have transformed over recent geological history from one (morphological) species into another, or really, into anything very different at all. A million years ago, wildebeest seem to have split off a related species, the black wildebeest, and that is about it.

But this stasis is only apparent. Beneath the surface, mutations are constantly happening and piling up in the genome, and selection is relentlessly working to ... do something. But what? This is where the equilibrium part comes in, positing that wide-spread, successful species are so hemmed in by the diversity of ecologies they participate in that they occupy a very narrow adaptive peak, which selection works to keep the species on, resulting in apparent stasis. It is a very dynamic equilibrium. The constant gene flow among all parts of the population that keeps the species marching forward as one gene pool, despite the ecological variability, makes it impossible to adapt to new conditions that do not affect the whole range. Thus, paradoxically, the more successful the species, and the more prominent it is in the fossil record, the less change will be apparent in those fossils over time.

The punctuated part is that these static species in the fossil record eventually disappear and are replaced by other species that are typically similar, but not the same, and do not segue from the original in a gradual way that is visible in the fossil record. No, most species and locations show sudden replacement. How can this be so if evolution by natural selection is true? As above, wide-spread species are limited in what selection can do. Isolated populations, however, are more free to adapt to local conditions. And if one of those local conditions (such as arctic cold) happens to be what later happens to the whole range (such as an ice age), then it is more likely that a peripherally (pre-)adapted population will take over the whole range, than that the resident species adapts with sufficient speed to the new conditions. Range expansion, for the peripheral species, is easier and faster than adaptation, for the wide-ranging originating species.

The punctuated equilibrium proposition came out in the 1970's, and naturally followed theories of speciation by geographic separation that had previously come out (also resurrected from earlier ideas) in the 1930's to 1950's, but which had not made much impression (!) on paleontologists. Paleontologists are always grappling with the difficulties of the record, which is partial, and does not preserve a lot of what we would like to know, like behavior, ecological relationships, and mutational history. But they did come to agree that species stasis is a real thing, not just, as Darwin claimed, an artifact of the incomplete fossil record. Granted- if we had fossils of all the isolated and peripheral locations, which is where speciation would be taking place by this theory, we would see the gradual change and adaptation taking place. So there are gaps in the fossil record, in a way. But as long as we look at the dominant populations, we will rarely see speciation taking place before our eyes, in the fossils.

So what does a molecular biologist have to say about all this? As Darwin insisted early in "Origin", we can learn quite a bit from domesticated animals. It turns out that wild species have a great amount of mostly hidden genetic variation. This is apparent whenever one is domesticated and bred for desired traits. We have bred dogs, for example, to an astonishingly wide variety of traits. At the same time, we have bred them out to very low genetic diversity. Many breeds are saddled with genetic defects that can not be resolved without outbreeding. So we have in essence exchanged the vast hidden genetic diversity of a wild species for great visible diversity in the domesticated species, combined with low genetic diversity.

What this suggests is that wild species have great reservoirs of possible traits that can be selected for the purposes of adaptation under selective conditions. Which suggests that speciation in range edges and isolated environments can be very fast, as the punctuated part of punctuated equilibrium posits. And again, it reinforces the idea that during equilibrium with large populations and ranges, species have plenty of genetic resources to adapt and change, but spend those resources reinforcing / fine tuning their core ecological "franchise", as it were.

In population genetics, it is well known that mutations arise and fix (that is, spread to 100% of the population on both alleles) at the same rate no matter how large the population, in theory. That is to say- bigger populations generate more mutations, but correspondingly hide them better in recessive form (if deleterious) and for neutral mutations, take much longer to allow any individual mutation to drift to either extinction or fixation. Selection against deleterious mutations is more relentless in larger populations, while relaxed selection and higher drift can allow smaller populations to explore wider ranges of adaptive space, perhaps finding globally higher (fitness) peaks than the parent species could find.

Eldredge cites some molecular work that claims that at least twenty percent of sequence change in animal lineages is due specifically to punctuational events of speciation, and not to the gradual background accumulation of mutations. What could explain this? The actual mutation rate is not at issue, (though see here), but the numbers of mutations retained, perhaps due to relaxed purifying selection in small populations, and founder effects and positive selection during the speciation process. This kind of phenomenon also helps to explain why the DNA "clock" mentioned above is not at all regular, but quite variable, making an uneven guide to dating the past.

Humans are another good example. Our species is notoriously low in genetic diversity, compared to most wild species, including chimpanzees. It is evident that our extremely low population numbers (over prehistoric time) have facilitated speciation, (that is, the fixation of variants which might be swamped in bigger populations), which has resulted in a bewildering branching pattern of different hominid forms over the last few million years. That makes fossils hard to find, and speciation hard to pinpoint. But now that we have taken over the planet with a huge population, our bones will be found everywhere, and they will be largely static for the foreseeable future, as a successful, wide-spread species (barring engineered changes). 

I think this all adds up to a reasonably coherent theory that reconciles the rest of biology with the fossil record. However, it remains frustratingly abstract, given the nature of fossils that rarely yield up the branching events whose rich results they record.


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